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THE RILEY REPORT – March 2004

from Thomas B. Riley (Tom@Rileyis.com)

 

www.rileyis.com  
www.electronicgov.net

Following is the Riley Report for March 2004. Please feel free to pass this on as you see fit. If you wish to use any or part of the Report in an offline publication please acknowledge the author or contact the author if to be fully republished offline. If you are not currently subscribed to the Riley Report (there is no charge) you can email info@rileyis.com and simply put subscribe in the body of the text. You can also go to the Riley Report at: www.rileyis.com/report/index.html and subscribe there.

This month’s Report is a summary of many of the issues on e-Democracy that were discussed and debated over two days on February 12 and 13 at a European Union Commission sponsored seminar. The focus of the discussions was on the nature, development, and the state of e-Democracy at this stage and where it might go in the future. Presentations and debate revolved around the subject of e-Participation and e-Voting.  A consistent theme was that e-Democracy could contribute to the reinvigoration and development of democracy in the world.   This author was a Rapporteur for this Seminar.  This Report combines summaries of the issues.  The comments and speculations on the subject of e-Democracy are solely those of the author.

The full Report can be found at:  www.electronicgov.net/pubs/research_papers/index.shtml
The presentations from the seminar may be found on the eGov Unit web site at:  http://europa.eu.int/egovernment



E-Democracy and the Resurgence of Democracy?

Introduction

On February 12 and 13, 2004, the Egov Unit of the Information Society Directorate-General, organized and hosted a seminar on eDemocracy in Brussels, Belgium   There were over 250 experts and practitioners in eDemocracy from across the European Union and internationally.  The purpose of the seminar was to bring together experts and concerned individuals and groups to assess the current state of eDemocracy, how it is being practiced, and what are the implications for democracy in the future, with the goal of determining what future research is needed to move eDemocracy forward.   The focus of the seminar was how good policies, effective legislation, wide citizen participation, cooperation between governments, legislative assemblies and outside groups, such as NGOs (Non-governmental organizations) and the citizen at large, and information and communication technologies can reinforce and strengthen democracy.  

During the two-day proceedings it was stressed that e-Democracy can be a significant tool to strengthen democracy, bring people back into the political process, and assist in resolving complex issues by drawing on wide portions of the citizenry in respective countries and throughout the European Union.  Other results of good eDemocracy practices are that it brings accountability and transparency to government departments and can also contribute to rebuilding citizen trust in government.

The seminar dealt with two streams: e-Voting and e-Participation.  Each are very separate but related topics with the primary goal of engaging the citizen in the democratic process and the process of government.   Each of these goals is worthy in themselves, but it has become clear that countries are at a nascent stage of development in this recent phenomenon of e-Democracy.  Some smaller jurisdictions have been quite successful in engaging many citizens in online deliberations, often due to particular officials who have administrative and political support to enact such programs.

The Internet has created new forms of communications and information sharing, resulting in global citizens who want to be more engaged in the affairs of government.  However, at the same instance, there are far more people who use the Internet for everything from e-Commerce, to online shopping, information sharing, file sharing, chatting and a host of other activities that rarely involve government or the political process.   This seminar recognized that there was much to be done to bring citizens into the online democratic process but that there were many tools and policies available to reach these goals.  

The challenge is to make these goals, set out by the e-Democracy experts and practitioners, appealing to a wider citizenry, to bring the aims stated to fruition, and to embrace as much of the population as possible.  Development of e-Democracy programs by governments will require significant human and financial resources to conduct e-Voting and e-Consultations.  This will mean restructuring within government to build the back offices necessary to deal with the changes.  Across the globe many NGOs, civil society groups, academic institutions, organizations and individual citizens are engaging in e-Democracy through their own initiatives.  The seminar illustrated many such examples, suggesting there is a growing movement towards the renewal of democracy.

Issues

One question raised, at different points during the proceeding, was whether or not e-Democracy will change the nature of democracy itself and how would this be accomplished.  There was a consensus that the goals of e-Democracy will not be met by any one particular strata of society though many thought that the process of e-Democracy should be guided and driven by legislatures as, in the tradition of representative democracy, these bodies are the drivers of democracy.  Many felt that there should be a separation of consultations, with some arguing that parliament is the body to conduct them on policy matters, and others of the belief that political leadership is needed but that e-Consultations are an important part of the policy making process of public agencies.  Public agencies could then use the results of such consultations for the development of their programs, an integral part of their role in government.  It was argued that it was important that while the political system was the overall driver of the process (i.e. the legislative bodies), nonetheless, public bodies had a duty to consult with the citizen on behalf of their political masters or in the execution of their duties as public servants.

The question of engaging large numbers of people in either e-Voting or e-Participation was a central issue to all of the discussions and plans about the future of e-Democracy.  One participant remarked that it was important that we not let e-Voting be the privilege of the few.  This is not just a question of a digital divide between developed and medium-developed and developing countries or the divides in countries between the various strata of society.  Any process that seeks to engage the citizenry, whether it is e-Voting or e-Participation in a consultation process, must ensure that those who are not online are included in the process, or, if they do not wish to be part of the process, have the opportunity to do so when he/she chooses. 

This theme was central to all the debates as the major issue is how to get the citizen involved.  This is not just a matter of being online, or having a consultation in process or easily available on a website, but more a question of creating different comfort levels for the citizen to participate.  This can range from simple yes or no responses to creating specific spaces for particular questions enabling citizens to answer within their knowledge and comfort level.  It can sometimes happen that experts and professionals forget that most people do not begin to have their level of expertise.  However, many people do have views, not just opinions, on important national and international issues of the day or on issues that impact their daily lives.  One participant from a government ministry stated that it was important to ensure that someone is designated to summarize and consolidate the findings of the online consultations which are then published on the government agency website and, in some cases, for large consultations published in print. 

The procedures are important and the publishing of the results is just as important as it acknowledges that the public consultation was useful for that agency and not just another report to be tucked away in a drawer or a database.  A universal trait of online participation is that citizens expect trust and transparency from their governments when they engage in online deliberations.  

There are hundreds of deliberations evolving online that are outside government or might deal with government policies, programs and issues but discuss them in the context of the forum in which they are participating.  Interest groups, associations, public interest groups, research foundations and a host of other organizations are all part of this democratic process.  e-Democracy is now part of a wider framework though in the area of e-Voting and e-Participation, in relation to government matters, governments are still the key players and essentially drive the agenda.  However, this group of players who are engaging citizens from around the world in wide debate are an important part of the changing nature of democracy and the growth of e-Democracy.  This continues to be a fluid subject and the role of outside groups is an important phenomenon of which governments are beginning to take cognizance.  These emerging groups, and individuals, increasingly see themselves as partners and participants in the process of democracy not necessarily part of the elected bodies or government departments.

Another point, on the other side of this issue, is the apathy amongst a large part of the populations who are not inclined to participate in the democratic process.  It could be argued that e-Democracy tools could be used to bring them back into the political system, but many leaders of government, such as Prime Minister Blair of Great Britain, argue that the nature of democracy itself needs to be reinvigorated.  This is a view held by many, arguing that while technologies might contribute to the renewing and reinvigorating of democracy, in fact, what is needed is robust debate and discussion on the nature of democracy and how is it changing in a world that has seen monumental cultural, scientific, economic and legal shifts in the past two hundred years.  It is already posited that technology has accelerated the pace of change but that as technology is simply an instrument of change, and not the result, then it is the resultant, emerging forces in society that need to be addressed. 

Organizations, such as Deliberative Democracy in the United States, are approaching this by building structures and systems to engage as many people as possible in the decision making of issues in government and society overall.  Another instrument of change is e-democracy.org in the United States, which is international in its scope in developing e-democracy tools and methodologies to engage the citizen with government, and most importantly, in pushing governments to develop the tools and take wider cognizance of the growing numbers of people who want a more direct input into government.  The Institute of Teledemocracy, at Napier University in Edinburgh, Scotland, has developed online engagement tools and works closely with both the Scottish Assembly and the Government on e-Petitions and other forms of online consultations.  Another example is in Argentina where an NGO, Democracia Viva is creating a platform to engage the peoples of Latin America in the democratic process and civil affairs outside the political system, and to bring the public in touch with legislators and public officials.  The goal of the co-founders of this site is to foster unimpeded citizen dialogue and real time debates.  Citizens will be allowed to express their opinions and views directly, thus by-passing the mass media that is often controlled by the government in many countries.  The ultimate goal will be to develop channels of communications between politicians and citizens in Latin American countries.

Another aspect of the e-Democracy configuration is the role of the citizen in the process.  Many take the position that it is the citizen who is paramount in the e-Participation formula, with others observing that citizens need mechanisms to be able to readily access and participate in the process of government at both the political and government public sector level. This citizen-centric view requires that there be extensive tools to facilitate access to public sector officials and the polity, in the form of information and public documents being made available online, creating online forums in which policy subject matters can be discussed and debated, and allowing the citizen to engage in a wide array of matters from e-Government services to input in policy.   Thus, there is no single agreed-upon approach to how e-Democracy will eventually take form, but universal agreement that e-Democracy must be nurtured and developed and that it is subject to constant change as the dynamics of society change and new information and communication technologies are developed.

The polity is responsible for ensuring the public good for all the people not just a privileged few (that could number millions in some countries) who are educated, technologically literate, financially secure and have time to engage in online discourse.  Any future research or planning for the development of e-Democracy programs will need to take into account ways and means of including large segments of the population.  In fact, this phenomenon cannot really be called a “digital divide” but more a cultural gap amongst the population.  75% of the population in a country might have some form of connection to the Internet but this does not mean all those citizens will be as fully engaged in the culture of politics and civic engagement.  The role of democracy, in the best tradition, is to empower the citizen.  Currently, in many representative democracy institutions the citizen is less empowered.  The new ICTs are tools that can possibly lead to more empowerment of the citizen.  This concept must be embedded in every policy or program that is developed if e-Democracy is to reach the potential it promises.

For governments to truly develop this new culture and to engage the wider citizenry into the democratic process, considerable resources will be needed.  Presentations made at the seminar on e-Consultations made the case for the importance of political leadership and support from the higher echelons of government departments and agencies.  But, that is only the beginning.  Beyond the political will, significant action will be needed to widen the e-Democracy sphere to encompass a broad swathe of society.  Such a development will have to rely on:

Ø      An assessment of what is currently being done,

Ø      An analysis of how current policies, practices and technology tools can be improved,

Ø      research as to the views of the public on e-Democracy,

Ø      how to embrace more professionals into the e-Democracy sphere,

Ø      methodologies as to how policies and technology tools can be developed to make the citizen a partner in the process.

Conclusion

As with all public sector programs good governance is the lynchpin for success.  Accountability, transparency, ethical financial practices, citizen-centric programs and workable programs are important if e-Democracy is to work.  In the case of e-Consultations it is important to have trust in the citizen, allow a wide range of comments and also ensure anonymity when needed.  This is often required because the citizen might be disclosing personal information, might feel more secure imparting views in an anonymous setting, might need anonymity for professional reasons and might be more frank in stating views and opinions.

There is a key question continues to be debated:  If Parliament is to be the leader and driver in the e-Democracy movement how will this be accomplished?  Some have suggested that there should be oversight committees that review budgets, strategies and programs on e-Government and e-Democracy.  But the development of the e-Democracy world will need to be beyond national and local parliaments and extended to international bodies working in this area.  The European Commission might consider partnering with organizations such as the OECD and the United Nations, on developing international e-Democracy protocols.  Both of these organizations have done work in this subject area but they are only a beginning.  As international organizations and the European Commission have been leaders in a number of issues such as improving and spreading democracy, human rights, the environment, data protection, freedom of information, the evolution of international law, and a host of other important matters that have improved world conditions, it would be appropriate that partnerships be formed for the promotion and development of e-Democracy.

Many of the negative aspects of the Internet, hackers, viruses, Trojan horses, back door programs put into computers and a host of other vulnerabilities all need to be addressed.  One of the most crucial steps in the e-Democracy movement will be more intense research on the future of this subject.  The most central part of this task will be the challenge of asking the right questions to take e-Democracy to its next level of development. 

 

Thomas Riley is available for consultations, preparation of reports, presenting workshops or delivering speeches at conferences and seminars on e-government, e-governance and e-democracy.  Please contact me at the email address below for further details.


Thomas B. Riley
Executive Director and Chair
Commonwealth Centre for E-Governance
www.electronicgov.net
Visiting Professor, University of Glasgow
President, Riley Information Services Inc.
www.rileyis.com
Tom@Rileyis.com 


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